We are KKR Pro & Co. Inc. and are committed to providing you with the safest and most reliable investment platform. We strictly comply with the requirements of the following major regulatory authorities to ensure the quality and compliance of our services: U.S. Securities and Exchange Commission (SEC): As a public company, our SEC CIK number is 1404912 As a company registered and listed in the United States, KKR Pro regularly submits annual reports (10-K), quarterly reports (10-Q) and other documents to the SEC to ensure transparency and compliance.
Regulatory authority: New York Stock Exchange (NYSE)
Stock exchange code: KKR Pro
Strict capital and liquidity requirements from the Federal Reserve Board to maintain our financial soundness and market
KKR Pro's common stock is traded on the New York Stock Exchange. The company strictly abides by the trading rules and information disclosure requirements of the New York Stock Exchange to provide investors with transparent trading information.
You can view KKR Pro's stock information on the NYSE website or other stock market data platforms.
Financial Industry Regulatory Authority (FINRA): Our brokerage business is registered with FINRA, CRD number 146629. We are committed to complying with all FINRA regulations to protect the interests of investors and the fairness of the market.
Data privacy and information security regulations
KKR Pro complies with global data privacy regulations, including the General Data Protection Regulation (GDPR) and the Consumer Privacy Act (CCPA). These laws and regulations ensure that KKR Pro protects the personal information of its clients and investors and is transparent in its data processing.
Anti-money laundering and customer due diligence
KKR Pro strictly complies with US and international anti-money laundering (AML) and customer due diligence (KYC) regulations to ensure the compliance of the source of funds and the identity of its clients and to prevent the risk of financial crime. Through these measures, KKR Pro aims to maintain a safe and compliant investment environment.